LITHUANIAN CASE
Applicant: Association Kazokiskes Community, representing the public interest
Defendant: Vilnius regional department for environmental protection
The
case concerns a proposed landfill with a projected total capacity of
6.8 million tons of waste over a period of 20 years, which is meant to
serve as a regional landfill serving the waste management needs of the
Vilnius region. The landfill is located in the immediate proximity of
the residential area (with some of the installations within 500 m of
residential houses) in the village of Kazokiskes in the municipality of
Elektrenai near Vilnius.
The national legal framework for approving a landfill consists of several consecutive procedures, including:
(a) A waste management plan;
(b) A detailed plan;
(c) An EIA (Environmental impact assessment) decision;
(d) Approval of the technical project and construction permit;
(e) An IPPC (Integrated Pollution Prevention and Control) permit.
Association Kazokiskes Community, representing the public interest,
alleged that nearly all of them were carried out improperly. Several
cases were brought to the administrative courts.
One of the last cases was concerning the IPPC permit for the above mentioned landfill (decision of the Supreme Administrative Court of Lithuania 15-01-2009 in the administrative case No. A-822-50-09).
Facts of the case:
The application for the IPPC permit was accepted by Vilnius regional department for environmental protection on 13 June, 2007.
Association
Kazokiskes Community was informed about the acceptance of the
application on 18 June, 2007. The information about it was also
published in the local newspaper, internet (15 June, 2007).
Association
Kazokiskes Community expressed an interest in access to documents
concerning the application for the IPPC permit on 20 June, 2007. The
requested documents were submitted to the Association on 23 June, 2007.
On
28 June, 2007 Association Kazokiskes Community submitted a request to
extend the deadline for comments and proposals up to three months,
because 14 days, envisaged in the national legislation, were not enough
in order to investigate all the documents and prepare the motivated
proposals.
The deadline was not extended, because the possibility of such extension was not regulated by national laws.
It was considered, that the public concerned did not submit any motivated proposals or comments.
The IPPC permit was issued on 10 September, 2007. (Information about the IPPC permit was published on 19-21 September, 2007) .
Alongside with other arguments Association Kazokiskes Community in this case alleged that:
the public concerned had no real access to the application for the IPPC
permit and could not submit motivated proposals and comments, i. e. its
right to information and participation in the decision making process,
envisaged by the Aarhus convention and national legislation, was
violated.
Party concerned maintained that:
the public concerned had all possibilities to participate and challenge the IPPC permit decision;
the IPPC permit was issued in compliance with all legal requirements.
The Administrative Court of Vilnius County in its decision rejected the complaint and considered, that:
the procedure of issuance of the IPPC permit was carried out in compliance with national legislation;
the
deadline of 14 days for comments and proposals could not be extended,
because the possibility of such extension was not foreseen in national
legislation.
Legal Framework
a. EC Law:
COUNCIL DIRECTIVE 96/61/EC concerning integrated pollution prevention and control;
CONVENTION on access to information, public participation in decision-making and access to
Justice in environmental matters (Aarhus convention, 1998).
b. National Law:
Lithuanian Law on Administrative Proceedings;
Decree of the Minister of Environment No. 80/2002 concerning the issuance, renewal and cancellation of IPPC permits.
Comments:
What should be the decision of the Supreme Administrative Court of Lithuania?
Discussion on the right of Association Kazokiskes Community to represent the public interest in court could also be raised.
[The question of the right of Association Kazokiskes Community to
represent the public interest in court was raised in one of the previous
cases. It was claimed that:
Association
Kazokiskes Community is representing only the private interests of
several inhabitants of the Kazokiskiu village, and
the public interest of 850 100 people, living in the Vilnius district, is to have a suitable waste management system.]
Relevant legislation [1]
Constitution of the Republic of Lithuania
Article 30
The person whose constitutional rights or freedoms are violated shall have the right to apply to court.
Compensation for material and moral damage inflicted upon a person shall be established by law.
Article 53
The
State shall take care of people’s health and shall guarantee medical
aid and services for the human being in the event of sickness. The
procedure for providing medical aid to citizens free of charge at State
medical establishments shall be established by law.
The State shall promote physical culture of society and shall support sport.
The State and each person must protect the environment from harmful influences.
Article 54
The
State shall take care of the protection of the natural environment,
wildlife and plants, individual objects of nature and areas of
particular value and shall supervise a sustainable use of natural
resources, their restoration and increase.
The
destruction of land and the underground, the pollution of water and
air, radioactive impact on the environment as well as depletion of
wildlife and plants shall be prohibited by law.
Lithuanian Law on Administrative Proceedings
Article 5. Right to Apply to the Court for Remedy
1. Every interested entity shall be entitled to apply to the court, in
the manner prescribed by law, for the protection of his infringed or
contested right or interest protected under law.
2. Waiver of the right to apply to the court shall be inadmissible.
3. The court shall accept an administrative case for consideration:
1) on the complaint or petition of the person or his representative,
applying for the protection of his right or interest protected under
law;
2)
on the petition for the protection of the rights of other persons
lodged by the institutions or agencies specified by laws or by the
employees thereof;
3)
on the petition for the protection of state or other public interests
lodged in the cases established by law by the prosecutor, entities of
administration, state control officers, other state institutions,
agencies, organisations or natural persons;
4)
on the petition for the protection of the rights of municipalities in
the sphere of public administration; lodged by municipal institutions,
agencies, services
5) in the cases established by law, on the petition for the resolution
of administrative disputes lodged by entities of public administration.
Article
56. Procedural Rights of the Prosecutor, Entities of Administration,
State Institutions, Agencies, Organisations, Services and Natural
Persons Protecting the Rights of the State, Municipality and Persons
1. In the cases established by law the prosecutor, the entities of
administration, State institutions, agencies, organisations, services,
or natural persons may apply to the court with a petition for the
protection of the public interest or protection of the rights of the
state, municipality and persons as well as the interests protected by
laws.
2. The entities specified in paragraph 1 of this Article shall have the
procedural rights and duties of the party to the proceedings.
Withdrawal by the above-stated persons of the petition filed by them
shall not deprive the person, for the protection of whose rights and
interests the petition was filed, of the right to demand that the court
should hear the case on the merits. The court may not accept the
withdrawal of the petition filed by the entities specified in paragraph 1
of this Article, if this is contrary to law or public interest or
infringes anyone’s rights or interests protected by law.
Article 79. Impartiality of the Hearing of the Case in the Court
1. When hearing the case, the court of the first instance must examine
the evidence in the case; hear the explanations by the parties to the
proceedings, the testimony of the witnesses, explanations by the
specialists and the opinion of the experts, examine the written evidence
and review the physical evidence.
Article 81. Comprehensive and Objective Review of the Circumstances of the Case
When hearing administrative cases the judges must actively participate
in the examination of evidence, establishing all the circumstances
material for the case and make a comprehensive and objective review of
the said circumstances.
Article 136. Scope of Hearing of the Case
1.
While hearing the case on appeal, the court shall review the legality
and validity of both the contested and uncontested parts of the decision
as well as the legality and validity of the decision in respect of the
persons who did not file the appeal.
2. The court shall not be bound by the arguments of the appeal and it must review the case in full.
Article 127. Appealing against the Decisions of Regional Administrative Courts
1.
The decisions of Regional administrative courts, adopted when hearing
the cases in the first instance, may be appealed against to the Supreme
Administrative Court of Lithuania within fourteen days from the
pronouncement of the decision.
2.
In case of failure to observe the set time limit for filing an appeal,
the appellant may be granted at his request restoration of the status
quo ante for filing the appeal, provided it is recognized that the
failure to observe the time limit has been caused by a valid reason.
Article 140. Rights of the Appellate Court
1. Having heard the case, the appellate court shall have the right to:
1) uphold the decision of the court of the first instance and reject the appeal;
2) reverse the decision of the court of the first instance and adopt a new decision ;
3) amend the decision of the court of the first instance;
4)
reverse the decision of the court of the first instance fully or in
part and refer the case to the court of the first instance for holding a
de novo hearing;
5)
reverse the decision of the court of the first instance and dismiss the
case or leave the appeal unconsidered if the circumstances specified in
Articles 101 and 103 of this Law have been established.
2.
A court decision shall be adopted in the case provided for in this
Article paragraph 1 subparagraph 2, while in the cases provided for in
subparagraphs 1, 3, 4 and 5 the court shall make a motivated order.
Article
141. The Right of the Appellate Court to Reverse the Challenged Court
Decision and Refer the Case to the Court of the First Instance for de novo Hearing or for Adopting a New Decision
1.
Having reversed the challenged court decision , the appellate court
shall have the right to refer the case to the court of the first
instance for de novo hearing if:
1) the decision is reversed for reasons specified in Article 142 of this Law;
2) a large amount of new evidence has to be collected in order to disclose the circumstances of the case;
3) not all claims have been investigated by the court of the first instance.
2.
In the cases specified in paragraph 1 of this Article the appellate
court shall adopt a new decision if de novo hearing of the case at the
court of the first instance may delay the adopting of the final decision
.
Article
142. Reversal or Amendment of the Decision in the Event of Violation of
or an Error in Applying the Procedural Legal Norms
1.
Violation of the procedural legal norms or an error in applying the
norms shall constitute the grounds for reversing the decision only when
the violation could have been the cause of erroneous disposition of the
case.
2. The following cases shall be recognized as furnishing grounds for declaring the decision void:
1)
where the case has been heard by a court of unlawful composition or in
violation of the rules according to which cases are subject to
functional jurisdiction, subject matter jurisdiction or exclusively
territorial jurisdiction of the appropriate courts;
2)
the court of the first instance has made a determination as regards the
rights and duties of the persons not included among the participants in
the proceedings;
3)
the decision of the court of the first instance has not been signed by
the judge or if the decision has been signed not by the judge who is
named in the decision ;
4) the decision of the court of the first instance has been adopted not by the judge who heard the case;
5) the decision , order is unmotivated;
6)
the minutes of the court hearing have not been attached to the case
file, except in cases where the proceedings have been in writing;
7)
the court of the first instance has heard the case in the absence of at
least one of the participants in the proceedings who has not been duly
notified of the time and venue of the court hearing and the said person
has used the circumstance as the grounds for his appeal;
8)
the rules of language in the proceedings have been grossly violated
during the hearing of the case by the court of the first instance and
the person whose rights have been infringed has referred to the
above-cited circumstance as ground for his appeal.
Article 143. Reversal or Modification of the Decision after the Violation of Substantive Law
Violation
of norms of substantive law shall be ground for reversing or modifying
the decision of the court of the first instance in the event of
incorrect petition or construction of the norms by the court of the
first instance.
Decree of the Minister of Environment No. 80/2002 concerning the issuance, renewal and cancellation of IPPC permits:
Public awareness and participation of public concerned in the permit issuance and renewal process must be ensured.
Public awareness and participation of public concerned in the permit issuance must be organised by the Regional department for environmental protection.
Regional department for environmental protection must inform
society about the acceptance of application for the IPPC permit in the
period of not more than 10 days, using available information
dissemination techniques (newspapers, electronic means, etc.)
Public
concerned has a right to submit their motivated proposals and comments
during 14 days after the publication of the information on the
application for the IPPC permit.
COUNCIL DIRECTIVE 96/61/EC concerning integrated pollution prevention and control
(amended by Directive 2003/87/EC )
Article 15
Access to information and public participation in the permit procedure
1.
Member States shall ensure that the public concerned are given early
and effective opportunities to participate in the procedure for:
— issuing a permit for new installations,
— issuing a permit for any substantial change in the operation of an installation,
— updating of a permit or permit conditions for an installation in accordance with Article 13, paragraph 2, first indent.
The procedure set out in Annex V shall apply for the purposes of such participation.
2.
The results of monitoring of releases as required under the permit
conditions referred to in Article 9 and held by the competent authority
must be made available to the public.
3. -
4. Paragraphs 1, 2 and 3 shall apply subject to the restrictions laid down in Article 3 (2) and (3) of Directive 90/313/EEC.
5.
When a decision has been taken, the competent authority shall inform
the public in accordance with the appropriate procedures and shall make
available to the public the following information:
(a) the content of the decision, including a copy of the permit and of any conditions and any subsequent updates; and
(b)
having examined the concerns and opinions expressed by the public
concerned, the reasons and considerations on which the decision is
based, including information on the public participation process.
Article 15a
Access to justice
Member States shall ensure that, in accordance with the relevant national legal system, members of the public concerned:
(a) having a sufficient interest, or alternatively,
(b)
maintaining the impairment of a right, where administrative procedural
law of a Member State requires this as a precondition;
have
access to a review procedure before a court of law or another
independent and impartial body established by law to challenge the
substantive or procedural legality of decisions, acts or omissions
subject to the public participation provisions of this Directive.
Member States shall determine at what stage the decisions, acts or omissions may be challenged.
What
constitutes a sufficient interest and impairment of a right shall be
determined by the Member States, consistently with the objective of
giving the public concerned wide access to justice. To this end, the
interest of any nongovernmental organisation meeting the requirements
referred to in Article 2(14) shall be deemed sufficient for the purpose
of subparagraph (a) of this Article. Such organisations shall also be
deemed to have rights capable of being impaired for the purpose of
subparagraph (b) of this Article.
The
provisions of this Article shall not exclude the possibility of a
preliminary review procedure before an administrative authority and
shall not affect the requirement of exhaustion of administrative review
procedures prior to recourse to judicial review procedures, where such a
requirement exists under national law.
Any such procedure shall be fair, equitable, timely and not prohibitively expensive.
In
order to further the effectiveness of the provisions of this Article,
Member States shall ensure that practical information is made available
to the public on access to administrative and judicial review
procedures.
ANNEX V
Public participation in decision-making
1.
The public shall be informed (by public notices or other appropriate
means such as electronic media where available) of the following matters
early in the procedure for the taking of a decision or, at the latest,
as soon as the information can reasonably be provided:
(a)
the application for a permit or, as the case may be, the proposal for
the updating of a permit or of permit conditions in accordance with
Article 15(1), including the description of the elements listed in
Article 6(1);
(b)
where applicable, the fact that a decision is subject to a national or
transboundary environmental impact assessment or to consultations
between Member States in accordance with Article 17;
(c)
details of the competent authorities responsible for taking the
decision, those from which relevant information can be obtained, those
to which comments or questions can be submitted, and details of the time
schedule for transmitting comments or questions;
(d) the nature of possible decisions or, where there is one, the draft decision;
(e) where applicable, the details relating to a proposal for the updating of a permit or of permit conditions;
(f) an indication of the times and places where, or means by which, the relevant information will be made available;
(g) details of the arrangements for public participation and consultation made pursuant to point 5.
2. Member States shall ensure that, within appropriate timeframes, the following is made available to the public concerned:
(a)
in accordance with national legislation, the main reports and advice
issued to the competent authority or authorities at the time when the
public concerned were informed in accordance with point 1;
(b)
in accordance with the provisions of Directive 2003/4/EC of the
European Parliament and of the Council of 28 January 2003 on public
access to environmental information, information other than that
referred to in point 1 which is relevant for the decision in accordance
with Article 8 and which only becomes available after the time the
public concerned was informed in accordance with point 1.
3.
The public concerned shall be entitled to express comments and opinions
to the competent authority before a decision is taken.
4. The results of the consultations held pursuant to this Annex must be taken into due account in the taking of a decision.
5.
The detailed arrangements for informing the public (for example by bill
posting within a certain radius or publication in local newspapers) and
consulting the public concerned (for example by written submissions or
by way of a public inquiry) shall be determined by the Member States.
Reasonable timeframes for the different phases shall be provided,
allowing sufficient time for informing the public and for the public
concerned to prepare and participate effectively in environmental
decision-making subject to the provisions of this Annex.
CONVENTION on access to information, public participation in decision-making and access to justice in environmental matters
Article 2
DEFINITIONS
For the purposes of this Convention,
4.
“The public†means one or more natural or legal persons, and, in
accordance with national legislation or practice, their associations,
organizations or groups;
5.
“The public concerned†means the public affected or likely to be
affected by, or having an interest in, the environmental
decision-making; for the purposes of this definition, non-governmental
organizations promoting environmental protection and meeting any
requirements under national law shall be deemed to have an interest.
Article 6
PUBLIC PARTICIPATION IN DECISIONS ON SPECIFIC ACTIVITIES
1. Each Party:
(a)
Shall apply the provisions of this article with respect to decisions on
whether to permit proposed activities listed in annex I;
(b)
Shall, in accordance with its national law, also apply the provisions
of this article to decisions on proposed activities not listed in annex I
which may have a significant effect on the environment. To this end,
Parties shall determine whether such a proposed activity is subject to
these provisions; and
(c)
May decide, on a case-by-case basis if so provided under national law,
not to apply the provisions of this article to proposed activities
serving national defence purposes, if that Party deems that such
application would have an adverse effect on these purposes.
2.
The public concerned shall be informed, either by public notice or
individually as appropriate, early in an environmental decision-making
procedure, and in an adequate, timely and effective manner, inter alia,
of:
(a) The proposed activity and the application on which a decision will be taken;
(b) The nature of possible decisions or the draft decision;
(c) The public authority responsible for making the decision;
(d) The envisaged procedure, including, as and when this information can be provided:
(i) The commencement of the procedure;
(ii) The opportunities for the public to participate;
(iii) The time and venue of any envisaged public hearing;
(iv)
An indication of the public authority from which relevant information
can be obtained and where the relevant information has been deposited
for examination by the public;
(v)
An indication of the relevant public authority or any other official
body to which comments or questions can be submitted and of the time
schedule for transmittal of comments or questions; and
(vi) An indication of what environmental information relevant to the proposed activity is available; and
(e) The fact that the activity is subject to a national or transboundary environmental impact assessment procedure.
3.
The public participation procedures shall include reasonable
time-frames for the different phases, allowing sufficient time for
informing the public in accordance with paragraph 2 above and for the
public to prepare and participate effectively during the environmental
decision-making.
4.
Each Party shall provide for early public participation, when all
options are open and effective public participation can take place.
5.
Each Party should, where appropriate, encourage prospective applicants
to identify the public concerned, to enter into discussions, and to
provide information regarding the objectives of their application before
applying for a permit.
6.
Each Party shall require the competent public authorities to give the
public concerned access for examination, upon request where so required
under national law, free of charge and as soon as it becomes available,
to all information relevant to the decision-making referred to in this
article that
is
available at the time of the public participation procedure, without
prejudice to the right of Parties to refuse to disclose certain
information in accordance with article 4, paragraphs 3 and 4. The
relevant information shall include at least, and without prejudice to
the provisions of article 4:
(a)
A description of the site and the physical and technical
characteristics of the proposed activity, including an estimate of the
expected residues and emissions;
(b) A description of the significant effects of the proposed activity on the environment;
(c) A description of the measures envisaged to prevent and/or reduce the effects, including emissions;
(d) A non-technical summary of the above;
(e) An outline of the main alternatives studied by the applicant; and
(f)
In accordance with national legislation, the main reports and advice
issued to the public authority at the time when the public concerned
shall be informed in accordance with paragraph 2 above.
7.
Procedures for public participation shall allow the public to submit,
in writing or, as appropriate, at a public hearing or inquiry with the
applicant, any comments, information, analyses or opinions that it
considers relevant to the proposed activity.
8. Each Party shall ensure that in the decision due account is taken of the outcome of the public participation.
9.
Each Party shall ensure that, when the decision has been taken by the
public authority, the public is promptly informed of the decision in
accordance with the appropriate procedures. Each Party shall make
accessible to the public the text of the decision along with the reasons
and considerations on which the decision is based.
10.
Each Party shall ensure that, when a public authority reconsiders or
updates the operating conditions for an activity referred to in
paragraph 1, the provisions of paragraphs 2 to 9 of this article are
applied mutatis mutandis, and where appropriate.
11.
Each Party shall, within the framework of its national law, apply, to
the extent feasible and appropriate, provisions of this article to
decisions on whether to permit the deliberate release of genetically
modified organisms into the environment.
Article 9
ACCESS TO JUSTICE
1.Each
Party shall, within the framework of its national legislation, ensure
that any person who considers that his or her request for information
under article 4 has been ignored, wrongfully refused, whether in part or
in full, inadequately answered, or otherwise not dealt with in
accordance with the provisions of that article, has access to a review
procedure before a court of law or another independent and impartial
body established by law. In the circumstances where a Party provides for
such a review by a court of law, it shall ensure that such a person
also has access to an expeditious procedure established by law that is
free of charge or inexpensive for reconsideration by a public authority
or review by an independent and impartial body other than a court of
law. Final decisions under this paragraph 1 shall be binding on the
public authority holding the information. Reasons shall be stated in
writing, at least where access to information is refused under this
paragraph.
2.Each Party shall, within the framework of its national legislation, ensure that members of the public concerned
(a) Having a sufficient interest
or, alternatively,
(b) Maintaining impairment of a right, where the administrative procedural law of a Party requires this as a precondition,
have
access to a review procedure before a court of law and/or another
independent and impartial body established by law, to challenge the
substantive and procedural legality of any decision, act or omission
subject to the provisions of article 6 and, where so provided for under
national law and without prejudice to paragraph 3 below, of other
relevant provisions of this Convention.
What
constitutes a sufficient interest and impairment of a right shall be
determined in accordance with the requirements of national law and
consistently with the objective of giving the public concerned wide
access to justice within the scope of this Convention. To this end, the
interest of any
non-governmental
organization meeting the requirements referred to in article 2,
paragraph 5, shall be deemed sufficient for the purpose of subparagraph
(a) above. Such organizations shall also be deemed to have rights
capable of being impaired for the purpose of subparagraph (b) above.
The
provisions of this paragraph 2 shall not exclude the possibility of a
preliminary review procedure before an administrative authority and
shall not affect the requirement of exhaustion of administrative review
procedures prior to recourse to judicial review procedures, where such a
requirement exists under national law.
3.In
addition and without prejudice to the review procedures referred to in
paragraphs 1 and 2 above, each Party shall ensure that, where they meet
the criteria, if any, laid down in its national law, members of the
public have access to administrative or judicial procedures to challenge
acts and omissions by private persons and public authorities which
contravene provisions of its national law relating to the environment.
4.In
addition and without prejudice to paragraph 1 above, the procedures
referred to in paragraphs 1, 2 and 3 above shall provide adequate and
effective remedies, including injunctive relief as appropriate, and be
fair,equitable, timely and not prohibitively expensive. Decisions under
this article shall be given or recorded in writing. Decisions of courts,
and whenever possible of other bodies, shall be publicly accessible.
5.In
order to further the effectiveness of the provisions of this article,
each Party shall ensure that information is provided to the public on
Access to administrative and judicial review procedures and shall
consider the establishment of appropriate assistance mechanisms to
remove or reduce financial and other barriers to access to justice.
[1] valid at the time of the dispute